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Canadian Securities Course (CSC) Practice Exam · Question

Which organization protects eligible clients of CIRO-regulated investment dealers in the event of their firm's insolvency, up to specified limits?

The CIPF provides protection for clients of member investment dealers up to $1 million per general account for losses resulting from the insolvency of the deale

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Question: Which organization protects eligible clients of CIRO-regulated investment dealers in the event of their firm's insolvency, up to specified limits?

Answer options: ✅ Canadian Investor Protection Fund (CIPF)

  • Canada Deposit Insurance Corporation (CDIC)
  • Investment Industry Association of Canada (IIAC)
  • Ombudsman for Banking Services and Investments (OBSI)

Correct answer: Canadian Investor Protection Fund (CIPF)

Explanation: The CIPF provides protection for clients of member investment dealers up to $1 million per general account for losses resulting from the insolvency of the dealer.

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