Canadian Securities Course (CSC) Practice Exam · Question
Which Canadian regulatory body is responsible for regulating investment dealers and mutual fund dealers across Canada?
CIRO (formerly IIROC and MFDA) is the national self-regulatory organization that oversees investment dealers and mutual fund dealers in Canada.
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Question: Which Canadian regulatory body is responsible for regulating investment dealers and mutual fund dealers across Canada?
Answer options: ✅ Canadian Investment Regulatory Organization (CIRO)
- Ontario Securities Commission (OSC)
- Bank of Canada
- Canada Deposit Insurance Corporation (CDIC)
Correct answer: Canadian Investment Regulatory Organization (CIRO)
Explanation: CIRO (formerly IIROC and MFDA) is the national self-regulatory organization that oversees investment dealers and mutual fund dealers in Canada.
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