Canadian Securities Course (CSC) Practice Exam · Question
Which Canadian regulatory body is responsible for supervising investment dealers and ensuring market integrity in the debt and equity markets?
CIRO (formerly IIROC and MFDA) is the national self-regulatory organization that oversees investment dealers and mutual fund dealers across Canada, ensuring mar
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Question: Which Canadian regulatory body is responsible for supervising investment dealers and ensuring market integrity in the debt and equity markets?
Answer options: ✅ Canadian Investment Regulatory Organization (CIRO)
- Canadian Securities Administrators (CSA)
- Bank of Canada
- Office of the Superintendent of Financial Institutions (OSFI)
Correct answer: Canadian Investment Regulatory Organization (CIRO)
Explanation: CIRO (formerly IIROC and MFDA) is the national self-regulatory organization that oversees investment dealers and mutual fund dealers across Canada, ensuring market integrity and investor protection.
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