Skip to main content

Mortgage Broker Licensing Practice Exam · Question

A client has an existing mortgage with an outstanding balance of $400,000 at a fixed rate of 3.5% for two more years. Their current Heloc has a balance of $50,000. The property is valued at $700,000. They are considering refinancing to consolidate debt and access more funds. If they refinance, with a new fixed rate of 5.0%, and break their current mortgage, what potential penalty should the broker discuss?

Mortgage penalty calculations for fixed-rate mortgages with more than three months remaining on the term typically involve the greater of a 3-month interest pen

Start free practice for Mortgage Broker Licensing Practice Exam

302 questions · no signup required · 40 free questions per day

Start Practice →

Question: A client has an existing mortgage with an outstanding balance of $400,000 at a fixed rate of 3.5% for two more years. Their current Heloc has a balance of $50,000. The property is valued at $700,000. They are considering refinancing to consolidate debt and access more funds. If they refinance, with a new fixed rate of 5.0%, and break their current mortgage, what potential penalty should the broker discuss?

Answer options:

  • A. A penalty equivalent to 3 months' interest on the $50,000 Heloc balance.
  • B. A penalty equivalent to 3 months' interest on the $400,000 mortgage balance.
  • C. An Interest Rate Differential (IRD) penalty, as the new rate is higher. ✅ D. An Interest Rate Differential (IRD) penalty, because their current rate is lower than the new rate, and there are more than 3 months remaining on the term.

Correct answer: D. An Interest Rate Differential (IRD) penalty, because their current rate is lower than the new rate, and there are more than 3 months remaining on the term.

Explanation: Mortgage penalty calculations for fixed-rate mortgages with more than three months remaining on the term typically involve the greater of a 3-month interest penalty or the Interest Rate Differential (IRD). Since the current rate is 3.5% and the new market rate (or lender's posted rate for a comparable term) is likely higher than the original rate at the time of origination, the IRD calculation will likely apply. The IRD applies when the borrower's current rate is higher than the lender's current posted rate for a similar term, resulting in a loss of interest for the lender, or when the borrower's rate is lower than the new rate.

Start free practice for Mortgage Broker Licensing Practice Exam

302 questions · no signup required · 40 free questions per day

Start Practice →

More about Mortgage Broker Licensing Practice Exam

Related Questions

More for Mortgage Broker Licensing Practice Exam candidates

Ready to practice?

Free, no signup required. Build a wrong-question list as you go.

Start Free Mortgage Broker Licensing Practice Exam Practice →

Related courses

Other Canadian certifications candidates often prepare for alongside this one.