An associate, Michael, is found by RECA's Professional Conduct Review Committee to have breached specific sections of the RECA Rules regarding advertising. He publicly apologizes and promises to rectify the mistake. What is the next possible step in the RECA disciplinary process, even if Michael acknowledges wrongdoing?

Question: An associate, Michael, is found by RECA's Professional Conduct Review Committee to have breached specific sections of the RECA Rules regarding advertising. He publicly apologizes and promises to rectify the mistake. What is the next possible step in the RECA disciplinary process, even if Michael acknowledges wrongdoing?

Answer options: ✅ The matter may be referred to a Hearing Panel for a formal hearing, which could result in penalties such as fines, suspension, or conditions on his license.

• The complaint is automatically dismissed due to his apology and promise to correct the issue.
• He will be required to attend a mandatory professional development course only, without further disciplinary action.
• The Committee will issue a private letter of warning, and no further action is taken.

Correct answer: The matter may be referred to a Hearing Panel for a formal hearing, which could result in penalties such as fines, suspension, or conditions on his license.

Explanation: Following an investigation, if the Professional Conduct Review Committee determines a breach and believes a formal hearing is warranted, the matter can be referred to a Hearing Panel, regardless of the licensee's acknowledgment of wrongdoing. The Hearing Panel then determines findings and appropriate sanctions as per RECA's disciplinary process.