Canadian Securities Course (CSC) Practice Exam · Question
Which of the following is a key component of 'best execution' rules for investment dealers?
Best execution requires investment dealers to take all reasonable steps to ensure that they obtain the most advantageous execution terms for client orders given
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Question: Which of the following is a key component of 'best execution' rules for investment dealers?
Answer options: ✅ Executing client orders at the most advantageous terms reasonably available under the circumstances.
- Guaranteeing the highest possible profit for every client trade.
- Only executing orders on the largest stock exchange.
- Prioritizing dealer proprietary trades over client trades.
Correct answer: Executing client orders at the most advantageous terms reasonably available under the circumstances.
Explanation: Best execution requires investment dealers to take all reasonable steps to ensure that they obtain the most advantageous execution terms for client orders given the prevailing market conditions.
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