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IFIC Mutual Funds Licensing Practice Exam · Question

Which of the following attributes is common to both Exchange Traded Funds (ETFs) and Open-End Mutual Funds?

Both ETFs and open-end mutual funds are investment vehicles that hold a diversified portfolio of underlying securities and are overseen by professional money ma

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Question: Which of the following attributes is common to both Exchange Traded Funds (ETFs) and Open-End Mutual Funds?

Answer options: ✅ Both are professionally managed portfolios of securities.

  • Both are priced and traded throughout the day on a stock exchange.
  • Both always trade at their Net Asset Value (NAV).
  • Both typically have trailer fees embedded in their Management Expense Ratio (MER).

Correct answer: Both are professionally managed portfolios of securities.

Explanation: Both ETFs and open-end mutual funds are investment vehicles that hold a diversified portfolio of underlying securities and are overseen by professional money managers. While they differ in how they trade and are priced, professional management of the underlying investments is a shared characteristic.

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