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Mortgage Agent Licensing Practice Exam · Question

When handling client funds, a mortgage broker is obligated to:

Under the Mortgage Brokerages, Lenders and Administrators Act, 2006 (MBLAA), mortgage brokers are required to keep client funds in a designated trust account. T

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Question: When handling client funds, a mortgage broker is obligated to:

Answer options:

  • Deposit all client funds into a general operating account for business expenses. ✅ Keep client funds in a separate trust account established for this specific purpose.
  • Immediately pay out any client funds received directly to the lender.
  • Invest client funds in low-risk securities to generate returns before payout.

Correct answer: Keep client funds in a separate trust account established for this specific purpose.

Explanation: Under the Mortgage Brokerages, Lenders and Administrators Act, 2006 (MBLAA), mortgage brokers are required to keep client funds in a designated trust account. This protects client money from being commingled with brokerage operating funds.

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