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Mortgage Broker Licensing Practice Exam · Question

When arranging a mortgage with a private (non-qualified syndicated) investor/lender, the brokerage must provide which FSRA-prescribed disclosure form?

Investor/lender disclosure (e.g., FSRA Form 1.1 and accompanying documents) must be provided so private investors understand the risks before committing funds.

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Question: When arranging a mortgage with a private (non-qualified syndicated) investor/lender, the brokerage must provide which FSRA-prescribed disclosure form?

Answer options:

  • Form 1 only ✅ Form 1.1 / Investor disclosure documents
  • No disclosure form is required
  • Form 3.0 - referral acknowledgement

Correct answer: Form 1.1 / Investor disclosure documents

Explanation: Investor/lender disclosure (e.g., FSRA Form 1.1 and accompanying documents) must be provided so private investors understand the risks before committing funds.

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